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(영문) 서울중앙지방법원 2014.02.20 2012고합725
자본시장과금융투자업에관한법률위반
Text

Defendant

A Imprisonment of two years and six months and fine of 500,000,000 won, Defendant B’s imprisonment of two years and fine of 200,000,000 won.

Reasons

Punishment of the crime

No one shall mislead any person to believe that the trading of listed securities is booming of active trading or trade such securities with an intention to attract another person to trade such listed securities, or trade such securities with a change in the market price.

Nevertheless, the Defendants: (a) purchased shares from around December 2009 through the Home Trading System (HTS) of the securities company from the south-gu M&A (hereinafter “HTS”); (b) Defendant A entered into three accounts, including the HTS’s HTS’s HTS’s HTS’s HTS account in a large scale or in order; (c) Defendant B entered into three accounts in the name of O and the principal’s name; (d) Defendant C entered into two accounts in the name of her husband; (e) one Korea Securities Account in the name of her wife; and (e) Defendant D entered into two accounts in the name of her wife; and (e) one of the Korea Securities Account in the name of her principal; and (e) one of the two accounts in the name of her mother-gu, namely, “political me” and “new me” under the direction of Defendant A; and (e) made the entire number of shares purchased at the same time with the opening of a single order of purchase or sale; and (e) made the opening of the market price more repeatedly than the following day.

According to the above public offering, in selling and buying shares of Q Q Co., Ltd. (hereinafter referred to as “P”) which are securities listed on the securities market from 104 of the Nam-gu Seoul Metropolitan Government MM building 104 on November 30, 2011, the Defendants were changed from the trade name on February 201, 201, and Defendant A sold around 14:09:43.

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