Defendant

A Imprisonment with prison labor for one year, and for eight months, each of the defendants B.

except that from the date this judgment becomes final and conclusive.

Punishment of the crime

1. The Defendants’ status as the Defendants is the so-called “harter” in which the Defendants, from around 2000, using the securities company HTS in officetels, etc., make profits by short-term sale of specific stocks and purchase of specific stocks.

Defendant

B as a student of A, he/she goes to work in an officetel from the beginning of 2012 and trades shares in the same manner as that of A.

2. 범행배경 및 공모관계 피고인들은 코스닥 종목 가운데 유통 물량이 적고 저점에서 반등하는 종목을 골라 단기간에 주식을 집중 매수한 후, 허수 매수 주문 등을 통해 주가를 부양하고, 고점에서 매수세가 활성화되면 보유 물량을 즉시 매도{구체적으로는 1일차 주식 집중매수(물량확보), 소량 분할 시장가 주문으로 주가 견인, 종가 시간대 대량 허수 주문으로 상한가 또는 고가 유지 ⇒ 2일차 시가 시간대 고가 허수 매수 주문으로 주가 견인, 보유종목 매도로 차익 실현 ⇒ 3일차 시세 조종 대상 종목 교체}하여 시세 차익을 얻기로 마음먹었다.

Accordingly, Defendant A traded shares by submitting an order for market price control, such as the purchase of high-priced goods and the purchase of low-priced water through HTS, and Defendant B conspired to take charge of the following tasks so that continuous market price control can be achieved, and analyzing the trend of market price fluctuation.

3. Operation of market price of stocks;

A. (State) The Defendants, who are responsible for the control of the market price of the GHTT, conspired to make unjust profits by controlling the market price of the stocks of the KHTT, a listed company in the KOSDAQ. From December 11, 2012 to December 12, 2012, the Defendants are listed in the annexed list of crimes with the aim of inducing the trading of listed securities in the course of trading (State), using the total of 8 shares accounts, including 3 accounts, including A, etc. prepared by Defendant A, and 3 accounts in the name of F. prepared by Defendant B, and 8 accounts, etc. prepared by Defendant B.