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(영문) 대구지방법원 서부지원 2016.03.24 2015고단1209
자본시장과금융투자업에관한법률위반등
Text

Defendant

A Imprisonment with prison labor for one year, and for six months, each of the defendants B.

However, for a period of two years from the date this judgment becomes final and conclusive.

Reasons

Punishment of the crime

[Defendant A] On April 5, 2012, the Daegu District Court sentenced 8 months to imprisonment for fraud, etc.; Defendant B was sentenced to imprisonment for the same crime in the above court on the same day; and the same year.

8.24. The above judgment became final and conclusive.

【Criminal facts】 2015 High Order 1209】

1. Any person who intends to engage in the issuance, discount, trade, brokerage, acceptance and guarantee of bills with their maturity within a period of one year, and other business prescribed by Presidential Decree as incidental thereto (hereinafter referred to as "short-term financial business"), shall obtain authorization from the Financial Services Commission;

Nevertheless, the Defendant and E (the suspension of prosecution on October 28, 2013) acquired the FF Company, G Company, etc. immediately before the bankruptcy account was opened in early September 201, 201, and conspired to issue, discount, sell, or offer collateral and conduct short-term financial business by issuing, discounting, selling, or offering collateral the “billed bill” in the name of the said company without obtaining authorization from the Financial Services Commission.

A. On September 26, 201, the Defendant in short-term financing business under the name of F Co., Ltd.: (a) in collusion with E, acquired F Co., Ltd. with the name of F Co., Ltd. under the name of F Co., Ltd. on the ground that E was the representative director, and thereafter, (b) around that time, the Defendant sold KRW 10 million to J in Daegu-gu, Daegu-gu, as of December 22, 201, with the issuance of one promissory note with the face value as “F Co., Ltd. (representative E); (c) the face value as “2,00,000 won”; and (d) the bill number as of January 22, 2012 as of the date of payment.

In addition, from September 201 to March 10, 201, the Defendant, in collusion with E, issued six copies of promissory notes, the total face value of which is 177,00,000 won, as shown in the attached Table 1 list of crimes, and offered discount, sale, and offer security.

Accordingly, the Defendant conspired with E to engage in short-term financing business without obtaining authorization from the Financial Services Commission.

B. G Co., Ltd.

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