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(영문) 서울남부지방법원 2016.12.22 2015고합518
자본시장과금융투자업에관한법률위반
Text

A defendant shall be punished by imprisonment for one year.

However, the execution of the above punishment shall be suspended for two years from the date this judgment becomes final and conclusive.

(e).

Reasons

Punishment of the crime

The Defendant, in collusion with F, G, H, I, and J (hereinafter referred to as “F, etc.”) by providing the account in the name of K, L, M, and N to E in order to assist them in committing the manipulation as described in the following paragraphs 1 and 3.

1. Public offering for the primary stock price manipulation ( January 20, 2010 through April 14, 2010) of E and F, etc.;

(a) No one shall trade securities under a conspiracy with another person to sell or purchase the securities in the same time as he/she sells or purchases the securities with an intention to mislead another person into trading them, or trade the securities with an intention to transfer the right when he/she trades the securities in a false manner with another person, using the same price or agreed value as the trading of the listed securities, or trades the securities without the intention to transfer the right when he/she trades the securities in a false manner;

E and F et al. orders to sell 600 shares of the O to 4,900 won per share through the domestic investment securities account in Q Q from February 3, 2010 to 14:20:00 on February 3, 2010 to 14:20:00 on February 3, 2010 for the purpose of causing a misunderstanding that the trading of O shares is booming, or causing another person to make a false judgment, and sell 600 shares of the O shares to 4,90 won per share on February 3, 2010 through the bank account in the name of Q (R) at B:03 on February 14:203, 200 on S (A: Account Number: T) in the future name of F.

In addition, E and F et al. do not recognize the public invitation of E and U with respect to the manipulation-related account as seen in the order of the attached Table 1-1 as follows: (a) around February 1, 2010 and around April 14, 2010 through the above methods, as seen in the latter part of the attached Table 1-1, trade in the manipulation-related account; and (b) in the following manner, E and F et al. do not recognize the public invitation of E and U with respect to the manipulation-related crime; and (c) in the above manner, the account related to U is related to V, W, X, Y, Y, Z, AB, AD, AE, AE, AE, AE, AF, AH, AH, AH, AH, AJ, AJ, AJ, AJ, AM, AM, A

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