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(영문) 서울중앙지방법원 2013.11.19 2013고단4856
자본시장과금융투자업에관한법률위반
Text

A defendant shall be punished by imprisonment for one year.

However, the execution of the above punishment shall be suspended for two years from the date of the final judgment.

Reasons

Punishment of the crime

No one shall mislead any person to trade listed securities or exchange-traded derivatives, or entrust, or be entrusted with, trading such securities or exchange-traded derivatives with an intention to attract another person to trade such securities or exchange-traded derivatives, creating a misleading appearance of active trading or changing the market price.

Nevertheless, the Defendant, from September 7, 2010 to September 15, 2010, submitted repeatedly the market price of new investment securities accounts in the name of the Defendant from September 7, 2010 (Account Number D) and Korean Investment Securities Account (Account Number E) and Korean Investment Securities Account in the name of the Defendant’s father, thereby changing the name to an out-of-the-counter corporation (Account Number G) (hereinafter “over-the-counter corporation”) of the former COSP-listed corporation from March 18, 2011; hereinafter “over-the-counter corporation”) into a total of 24,220 shares, 10 shares, 7 percent of the purchase price increase by submitting them with high-priced purchase orders, 7 percent of the purchase price increase by 1 to 3: 7 percent of the purchase price increase, 97 percent of the total purchase price increase by repeatedly submitting the purchase order at 1 price change at 3.6 percent of the purchase price increase by 10, 186 percent of the market price (over 1684).6 percent of the purchase price

1. Over 09:00:00 on September 10, 2010, the Defendant did not form a market price of the intermediate medicine priority principle until December 10, 2010, and the market price at a short time was extended due to the extension of the market price at a short time, using HTS using a computer installed at the Defendant’s office located in Seocho-gu Seoul Metropolitan Government H apartment B 1701.

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