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(영문) 서울중앙지방법원 2016.05.24 2014가합507391
손해배상(기)
Text

1. The Defendants jointly share the Plaintiff 4,149,415 won, Plaintiff D’s KRW 8,504,821 won, Plaintiff I’s KRW 12,627,012, and Plaintiff.

Reasons

1. Facts of recognition;

A. The party status 1) Defendant R&D Co., Ltd. (former U.S. Co., Ltd.; hereinafter “Defendant R”)

The Financial Investment Services and Capital Markets Act (hereinafter “Capital Markets Act”)

(2) A financial investment business entity whose purpose is to engage in the investment brokerage business, etc. set forth in subsection (1)(5)(b)(3)(5)(

[Attachment] W Co., Ltd. (hereinafter “W”).

) X Co., Ltd. (hereinafter referred to as “X”);

) Y Co., Ltd. (hereinafter referred to as “Y”).

(2) A person who participated in the management as an executive officer of the Defendant R, who is a financial affiliate, such as Y, (ju), V, X, etc., as the two chairpersons of the V Group, and Defendant T is the head of the V Group Strategy and Planning Headquarters from April 2007 to May 201, and from June 101 to December 201, 201, the person who was an affiliate of the V Group, which was an affiliate of the V Group, was incorporated into the Z as an affiliate of the V Group.

3) On February 1, 2013, the Plaintiffs established a consignment account with Defendant R and invested in the financial instruments. (b) On July 29, 2013, the Plaintiffs issued ABCP (CP) through a securitization SPC in consultation with Defendant R to prevent securities companies from soliciting more than 1/2 of the issuing quantity of its affiliate company’s corporate bonds, and thereafter issued W stocks as collateral on July 29, 2013 through ABTB (hereinafter “instant SPC”), including the issuance of ABT (short-term electronic bonds) at least seven occasions in total.

2) On September 13, 2013, the Plaintiffs issued ABTB (hereinafter “instant bonds”) with the loans offered by the instant SPC as collateral to the Defendant R&D with W stocks as underlying assets for securitization (hereinafter “instant bonds”).

In each of the instant trust contracts, credit rating B-, and high risk groups are debentures.

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