logobeta
본 영문본은 리걸엔진의 AI 번역 엔진으로 번역되었습니다. 수정이 필요한 부분이 있는 경우 피드백 부탁드립니다.
텍스트 조절
arrow
arrow
(영문) 서울남부지방법원 2018.06.11 2018고단287
자본시장과금융투자업에관한법률위반
Text

Defendant shall be punished by a fine of KRW 5,000,000.

If the defendant does not pay the above fine, 100,000 won shall be one day.

Reasons

Punishment of the crime

[Status of Persons Related to the instant case]

1. D Co., Ltd. is the representative director of D Co., Ltd. (hereinafter “D”), F, the vice president of D Co., Ltd., and D Co., Ltd., the team leader of D Co., Ltd., and D Co., Ltd., a company established in D Co., Ltd., and listed in the Korea Exchange (KOSPI) around November 30, 2010, as a company established in D Co., Ltd., and operated a business as its main business after importing semi-finished products from Hyundai Motor, etc. and assembling them into finished products from D Co., Ltd.

2. H Group H is the former head of the I Co., Ltd. (hereinafter “I”); J is the former head of the I; K is the former vice head of the I; K is the former vice head of the I; L is the director of I; and the defendant is the vice head of I.

[Criminal facts]

1. At the time of the first market price operation, H, K, and J were affiliated with the IBK Investment Securities Co., Ltd., and the Defendant and L were affiliated with the Korea Commercial Investment Securities Co., Ltd.

“H Group” purchased D shares from the beginning of October 201, 201. From around October 20, 201 to October 23, 2011, it continued to obtain profits from the market price by continuously raising the price of D shares through the market price control to ensure that it was not well known from E and employees to the market.

Accordingly, “H group” refers to the sale form in which D’s stock trading is not activated (from 09:00 to 14:30 hours); ① the sale form in which orders for purchase are continuously made at the same price of 10 weeks; ② the sale form in which orders for purchase are continuously made at the same price of 10 weeks; ② the sale form in which several or several orders are continuously made for each of 10 prices, or the sale volume accumulated in 1 A’s stock trading constitutes a defluent price by filling out the number of orders or the time gap for concluding a sales contract. (D/D)

arrow