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(영문) 서울중앙지방법원 2014.09.16 2014고단4599
자본시장과금융투자업에관한법률위반
Text

1. The defendant shall be punished by a fine of thirty thousand won or more;

2. Where the defendant does not pay the above fine.

Reasons

Punishment of the crime

From April 11, 2006 to March 31, 201, the Defendant, a KOSDAQ-listed corporation, was established around April 7, 198 for the purpose of operating a public machinery storage control device and precision control roller, etc., and was working as the representative director of C (hereinafter “C”) who was working for a company listed on the KOSDAQ market around April 22, 1997, and was working for the representative director of HTS defense development project (hereinafter “HTS defense development project, etc.). Under the circumstances in which the Defendant was working as the representative director, the Defendant was to bear approximately KRW 10 billion personal liability of KRW 30 billion in total, 300,000,000,000,0000,000 won in the name of C’s major shareholder D, 2300,000,000 won in total, 300,000,000 won in the name of HG securities and 35,500,000,00 won in the trust securities (hereinafter

1. Around January 5, 2012, around 10:34:38, the Defendant issued an order to purchase high-priced shares of KRW 20,000 and KRW 20,000 from January 5, 2012 to January 2012, the Defendant submitted an order to purchase shares of KRW 583 (3,100) and KRW 585 (3,638) via an exerciseing branch account (G) and KRW 6 of the immediately preceding contract; KRW 590,590, the other party’s purchase of shares of KRW 20,000 to KRW 6,00,00, from January 5, 2012 to January 20, 2012, the Defendant submitted an order to purchase shares of KRW 107, as shown in attached Table 1 to the list of crimes.

2. On January 9, 2012, the Defendant: (a) issued new investment securities Samsung Station account in the name of E at the same place around 14:55:07, at the same time to determine the closing price.

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