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(영문) 서울남부지방법원 2017.10.11 2017고단1798
자본시장과금융투자업에관한법률위반
Text

Defendant

A shall be punished by imprisonment with prison labor for ten months and by imprisonment with prison labor for one year.

However, for two years from the date this judgment becomes final and conclusive.

Reasons

Punishment of the crime

1. Defendant A is a person working as the head of the Category C (State) PI Team from July 2013 to January 31, 2016, and Defendant B is a person working as the head of the Category C (State) branch.

2. Criminal facts;

A. On February 26, 2014, Defendant B, after the public offering of the Defendants, proposed that Defendant B, from around February 26, 2014, he/she artificially supported the share price by submitting a market price order to purchase the shares to the PI Team product account of the KI Team in order to facilitate support for the share price of the KI Team in the middle of March 2014, he/she purchased a total of 29 accounts, such as the D’s own borrowed account and the customer account operated by himself/herself, and submitted a market price order to Defendant A to support the share price by purchasing the shares to the KI Team product account of the KI Team, and Defendant A received them and operated by the PI Team from March 26, 2014.

C The Co., Ltd. has purchased E-stocks using the PI Team's product account.

(b) No person who has committed a specific act of implementation shall sell or purchase securities in collusion with another person to sell or purchase them at the same time as he/she sells or purchases them with another person to mislead another person to make a wrong judgment with regard to the sale and purchase of listed securities, or sell or sell them to another person without an intention to transfer his/her right, or entrust or be entrusted with such trading, and shall not trade or be allowed to trade securities or derivatives in the head, with an intention to attract another person to trade such listed securities or derivatives with a misleading knowledge that the trading of the securities or derivatives in the head, or with an intention to cause another person to make a wrong judgment, or trade or entrust or be entrusted with such trading.

Defendant

B In accordance with the above public offering, around 09:18, around 26, 2014, the customer F’s account is KRW 2,395, the sales price of KRW 1 (Quantities) 2,420, the sales price of KRW 2,430 (Quantities 2,630) and KRW 2,430 (Quantities 2,630).

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