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(영문) 서울남부지방법원 2017.08.23 2017고단2974
자본시장과금융투자업에관한법률위반
Text

A defendant shall be punished by imprisonment for one year.

However, the execution of the above sentence shall be suspended for a period of two years from the date this judgment became final and conclusive.

Reasons

Punishment of the crime

1. The Dispute Resolution Co., Ltd. (hereinafter referred to as the "C") including the defendant's status and criminal background;

On October 11, 2013, the purpose of which is to manufacture industrial robots listed on the KON (KONEX, Korea New Ex) market.

The defendant is a person who is a director D's wife in charge of the duties of listing the KONEX and KOSDAQ transfer in the above C, and is a private person of dental services operating E's dental services.

From December 2, 2014 to January 2015, the Defendant listened to the phrase that C is preparing for listing the said D from the said D to the KOSDAQ. At the time of providing support to C so that C is able to meet the requirements of the total market value of at least 30 billion won among the requirements for “an rapid listing of the KOSDAQ transfer”, the total market value at the time of providing support to C was equivalent to at least 2.3 billion won, and at the same time, C is listed on the KOSDAQ market, the Defendant was willing to form a high beginning price at the time and operate the market value of C shares for the purpose of gaining large profits from market price.

2. No person who operates a specific market price shall mislead any other person to cause a misunderstanding that the trading of listed securities or derivatives in the market is booming, or cause any other person to mislead any other person into trading, or entrust or be entrusted with such trading, creating a misunderstanding that the trading of the securities or derivatives in the market is booming, with an intention to attract another person to trade such listed securities or derivatives in the market;

Nevertheless, the defendant from January 26, 2015 to the same year.

6. Until March 3, 200, in the course of trading C shares using the account held in the name of the Defendant in Seo-gu, Incheon Dental, etc., through the account held in the name of the Defendant, 17 weeks in high-priced purchase orders (21,835 weeks), 8 times in which paper paper is involved (505 weeks), 30 times in total (34,340 weeks), including five times in quantity (12,00 weeks), and 51 won in total (159,96,951 won in total) were artificially increased from KRW 6,250 to KRW 11,30,00 in the course of selling C shares.

Summary of Evidence

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