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(영문) 서울중앙지방법원 2012.10.05 2010고합1603
자본시장과금융투자업에관한법률위반등
Text

Defendant

A Imprisonment of 2 years and 6 months, Defendant B’s imprisonment of 3 years, Defendant C’s imprisonment of 2 years, and Defendant E of 1.

Reasons

Punishment of the crime

【Defendant A was sentenced to four years of imprisonment with prison labor for the crime of forging securities at the Seoul Central District Court on November 19, 2010, and the judgment became final and conclusive on September 8, 201, Defendant F, together with Defendant F, acquired Y Co., Ltd. around December 4, 2008, and had Defendant F work as the representative director in the name of the above company, and Defendant A actually took charge of all the management affairs, such as fund management of the above company.

Defendant

B worked as the vice president of the company V in the fourth floor of the Z building in Yeongdeungpo-gu Seoul Metropolitan Government from March 20, 2009, and from December 1 of the same year, the corporation and the vice president and the representative director were assigned to the position of the company, and have overall control over all the management of the above company's business, such as raising funds and fund management.

Defendant

C From July 2008, when serving as the managing director of the above V from around December 2009, Defendant B, etc., the vice president of the above company, took overall charge of the management of the above company, such as raising funds and fund management, under the direction of Defendant B, etc., the vice president of the V.

Defendant

E is the representative director of W Co., Ltd. on the fourth floor of the Yeongdeungpo-gu Seoul Metropolitan Government Z building, who conducts a brokerage business of corporate mergers and acquisitions from August 31, 2004, and the president of V who used the above W Co., Ltd. office from March 20, 209 to March 20, 209.

Defendant

F is a person who, around December 4, 2008, acquired YY Co., Ltd. in Gangnam-gu Seoul Metropolitan Government AAtel 804 and worked as a representative director of the company.

1. Defendant A, B, C, and F’s joint criminal conduct [the crime of violation of the Financial Investment Services and Capital Markets Act by each fraud and market price manipulation, and the violation of the Act on the Aggravated Punishment, etc. of Specific Economic Crimes (Embezzlement) due to the use of stock price management funds] 【Defendant A’s criminal conduct background] while promoting the construction of electronic financial business system between Y and V, Defendant A and there are many taxes.

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