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1. The defendant attached Table 1 to the designated parties other than the plaintiff (appointed parties), the appointed parties C, and D.
Reasons
Basic Facts
From September 201, the defendant, from around September 201, recruited investors through crowdfunding, to purchase unlisted stocks to investors, sell stocks to investors, and make profits from the management of stocks on behalf of investors when the agreed profit realization period has arrived, or to raise investment funds from a number of investors including the plaintiff and the designated parties, by creating a private investment association, an undisclosed investment association, or an undisclosed investment association under the pretext of a specific item of investment, which deducts 20% of management fees, and then collects management fees, and then pays profits at the time of profit realization.
Plaintiff
The designated parties and the defendant have entered into each investment contract after hearing the above explanation, and the investment items, amount of investment, and profits by the plaintiff and the selected parties are as shown in attached Table 2.
Defendant employees in violation of the Financial Investment Services and Capital Markets Act committed financial investment business (investment trading business and collective investment business) by purchasing stocks of an unlisted company: (a) selling them to investors after purchasing the stocks of an unlisted company; (b) making an agreement with investors to collect investment money from investors in the name of a private investment association or an undisclosed investment association under the pretext of a private investment association or an undisclosed investment association to pay profits at the time of profit-making by operating funds; and (c) raising investment money from investors; and (d) making it difficult to meet necessary requirements such as the minimum requirements for equity capital for protecting investors; (b) making it difficult for the Financial Services Commission to conduct financial investment business without authorization and conduct financial investment business (collective investment business and investment trading business) without authorization by soliciting total amount of KRW 703,958,782,420 from investors.
Defendant: Representative or employee of the Defendant.