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(영문) 서울남부지방법원 2016.11.03 2016고합171
자본시장과금융투자업에관한법률위반
Text

Defendant

A Imprisonment of one year and two months, one year of imprisonment for Defendant B, and one year and six months of imprisonment for Defendant C, Defendant D, E, and F, respectively.

Reasons

Punishment of the crime

There are some different parts of the facts charged in the case of “2016 Highis171, 2016 Highis198, 2016 Highis171, 2016 Highis171, and the facts charged in the case of “2016 Highis198, 2016 Highis198, and so

1. Defendants B’ criminal power was sentenced to ten months of imprisonment with prison labor at the Seoul Central District Court on November 28, 2013 and the judgment became final and conclusive on April 10, 2014. On January 26, 2016, the Seoul Southern District Court sentenced two years of suspension of execution to eight months of imprisonment with prison labor for a violation of the Financial Investment Services and Capital Markets Act, and became final and conclusive on February 3, 2016.

Defendant

C On July 24, 2009, the Suwon District Court sentenced ten months of imprisonment for fraud, and the execution of the sentence was terminated on December 27, 2009 by the Ansan Prison.

Defendant

E was sentenced to a suspended sentence of two years for a violation of the Financial Investment Services and Capital Markets Act at the Seoul High Court on May 22, 2015, and the decision was finalized on October 15 of the same year on October of the same year. On September 23, 2015, the Seoul Southern District Court sentenced one year of a suspended sentence of two years for a violation of the Financial Investment Services and Capital Markets Act at the Seoul Southern District Court on September 23, 2015, and the decision became final and conclusive on October 1, 2015, and on June 17, 2016, the Seoul Southern District Court sentenced two years of a suspended sentence of six months for a violation of the Act on the Aggravated Punishment, etc. of Specific Economic Crimes (Aggravated Punishment) at the Seoul Southern District Court on June 25, 2016.

Defendant

F On June 16, 2015, the Seoul Southern District Court sentenced imprisonment with labor for a violation of the Financial Investment Services and Capital Markets Act at the Seoul Southern District Court on October 10, 2015 and the decision was finalized on June 24, 2015.

2. Violation of prohibition on market price manipulation;

A. The background of the crime and the public offering-related corporation W (hereinafter “W”) are a corporation established around December 1985 and listed on the KOSDAQ market around July 1997, engaging in a business recycling metal and non-metallic materials.

Around November 2011, WW regular X is separated from W 7th bonds with warrants.

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