Defendant shall be punished by a fine of KRW 4,000,000.

When the defendant does not pay the above fine, 100,000 won.

Punishment of the crime

No one shall engage in financial investment business without authorization for a financial investment business.

Nevertheless, the Defendant, along with B ( currently under investigation), operates the Kakao Port Site as “C’s over-the-counter shares,” “D’s over-the-counter shares,” “E-over-the-counter shares,” “F-over-counter shares,” “G”, “H-over-the-counter shares,” and “H-over-the-counter shares,” from May 10, 2015.

7. 15. 경까지 용인시 기흥구 I, 412호에 있는 피고인의 집에서 위 카페에 가입된 회원들을 상대로 주식 매입을 권유하는 광고성 문자 메시지를 전송하거나 일대일 전화상담으로 ‘( 주) 퀀 텀 텍, ( 주) 우진 엔지니어링’ 의 비상장 주식의 매입을 권유하고, 총 28회에 걸쳐 위 주식을 판매하여 금융투자 업 인가를 받지 아니하고 금융투자 업을 영위하였다.

Summary of Evidence

1. Statement by the defendant in court;

1. Copy of each protocol concerning the examination of suspect B by the police; and

1. Copy of each protocol concerning the examination of suspect of the police against J;

1. Copy of the police statement made B by the police;

1. Application of Acts and subordinate statutes to a report on investigation (Attachment of relevant evidential materials);

1. Article 44 Subparag. 1 and Article 11 of the Act on the Business of Financial Investment Services and Capital Markets (Amended by Act No. 13448, Jul. 24, 2015); Article 30 of the Criminal Act; the selection of fines, Article 30 of the Criminal Act;

1. Article 70(1) and Article 69(2) of the Criminal Act to attract a workhouse;

1. The reason for sentencing under Article 334(1) of the Criminal Procedure Act is the primary offender, and the extent of the Defendant’s participation in the instant crime, etc. is considered.