Defendant shall be punished by a fine of five million won.

If the defendant does not pay the above fine, KRW 100,000.

Punishment of the crime

No one shall engage in financial investment business (excluding investment advisory business and investment-related forestry) without authorization therefor.

Nevertheless, D did not obtain authorization for a financial investment business, installed computers, Internet, etc. on March 3, 2015 E 1.209, Sungnam-si, Sungnam-si, by opening a name, such as “F,” “G,” and “H,” and recruited many and unspecified members, and sold stocks (500 won per share value per share) of I Co., Ltd. (hereinafter “the instant company”) to 7,000 won per share against its members in the same manner as written in the list of crimes in the attached Form.

6. Until December 25, 243, a company run a financial investment business by selling 50,700 shares of the company of this case (total amount of KRW 3,854,900,000).

The Defendant, as a business director of the instant company, was aware that the instant company’s stocks purchased from the instant company are being sold again to its members by receiving a premium, without obtaining an authorization for a financial investment business as above. At the same time and at the same place, the Defendant transferred the instant company’s stocks to D KRW 3,500 to KRW 4,500 per share, which was purchased from J, the representative director of the instant company and the major shareholder of the instant company, at the same time and at the same place, assigned to D the instant company’s stocks to KRW 3,50 to KRW 3,500 per share, thereby enabling them to enjoy the resale profit ( KRW 3,00 to KRW 3,50 per share).

Accordingly, the defendant assisted D's unmanneds to engage in financial investment business.

Summary of Evidence

1. Partial statement of the defendant;

1. The part concerning the suspect interrogation of the defendant, the J, and the part concerning D's statement in each of the police interrogation records against the defendant;

1. Copy of each protocol concerning the examination of suspect of the police against D;

1. Application of Acts and subordinate statutes on police statements made to D;

1. Relevant Articles of the Act and the choice of punishment concerning the facts constituting the crime;