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(영문) 서울중앙지방법원 2017.01.20 2012가합17061
증권관련집단소송
Text

1. The defendant shall pay to the plaintiff (representative party) KRW 8,585,896,483 as well as to October 1, 2009 through October 1, 2016.

Reasons

1. Basic facts

A. On August 31, 2007, Korea Investment Securities Co., Ltd. (hereinafter “Korea Investment Securities”) issued the “Korea Investment Securities Co., Ltd. 289 Korea Investment Securities Co., Ltd. (hereinafter “Korea Investment Securities Co., Ltd.”)’s stock-linked securities (hereinafter “instant stock-linked securities”) (i.e., Equitable Securities Co., Ltd.).

The main contents of the prospectus are as follows:

- The name of the good: The name of the Korean Investment Securities Section 289 - the underlying asset: Samsung Electronic Common Shares, the common bank of the Korean National Bank, was changed to the KB financing common shares following the issuance of the instant stock-linked securities, after the issuance of the stock-linked securities.

- Gross amount of issuance: 19.9 billion won - the initial base price: on August 30, 2007, each closing price of underlying assets (572,00 won in three-electronic common shares, and common shares 74,600 won in national banks): August 31, 2009 (as soon as two-year maturity and six-month maturity) - The maturity evaluation date: (i) the closing price of underlying assets on August 26, 2009 - the closing price of underlying assets on August 26, 2009 - the return structure (i) the automatic early maturity of 90% or less of the initial base price; (ii) the maturity of two underlying assets at least 15% of the initial base price (in cases where the maturity of two underlying assets is at least 85% or more of the initial base price): (iii) the initial valuation price at least 45% of the initial base price on redemption of two underlying assets at least 25%).

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