A defendant shall be punished by imprisonment for not less than one year and six months.

However, the execution of the above punishment shall be suspended for a period of three years from the date this judgment becomes final and conclusive.

Punishment of the crime

1. A mutual savings bank for a violation of the Financial Investment Services and Capital Markets Act shall operate a new technology business as a specialized credit finance business company established on October 2007, and the defendant is a person in charge of affairs, such as bonds and public offering investment, when he/she works as the head of the Investment Finance Headquarters from January 1, 2008 to December 31, 2014.

From May 2009 to June 2014, the Defendant mediated the public offering share purchase and sale of the amounting to KRW 2,300,138,000 in total to DB office in Dongjak-gu Seoul Metropolitan Government, and mediated the public offering share purchase and sale of the sum of KRW 571,609,600 in total in the DB office, three times in total, and mediated the public offering share purchase and sale of the sum of KRW 17,335,459,350 in total in the KF and the KB office, and had B of the LAB to acquire the fee of KRW 628,674,361 in total.

Accordingly, the Defendant run a financial investment business (investment brokerage business) such as the list of crimes (1) in attached Form 2 without obtaining authorization from the financial committee members' association.

2. From January 1, 2008 to December 31, 2014, the Defendant was in office as the head of the Investment Finance Headquarters, and was in charge of the affairs such as bonds and public offering investment.

On February 2, 2010, the Defendant received an illegal solicitation from H that “B, by participating in demand forecasts in the issues, prices, and quantities determined by the F in the unlisted stock brokerage company, the U.S. operating the unlisted stock brokerage company.”

Although the defendant's receipt of such solicitation is to purchase the public-private partnership shares from the KF, in return for offering the public-private partnership shares as an institutional investor in the KB to participate in a normal demand forecast, the defendant demanded H to sell and sell the public-private partnership shares or unlisted shares instead of the public-private partnership shares and to leave the proceeds therefrom. On May 6, 2010, the defendant paid KRW 10,000 to the KJ account in the name of H from May 13, 2010 to sell the unlisted shares by depositing KRW 10,000 from the KJ account in the name of the defendant's KJ.