1. The plaintiff's appeal is dismissed.

2. The costs of appeal shall be borne by the Plaintiff.

The purport of the claim and appeal is the purport of the appeal.

1. Basic facts

A. The Defendant is a party (1) who is in office with a financial investment business as prescribed by the Financial Investment Services and Capital Markets Act from November 12, 2012 to November 11, 2013 and has been engaged in the securities and derivatives brokerage business.

(2) The Plaintiff is a person who opened an account in the CBA and traded securities, etc.

B. In the event of futures trading and loss (1) the Plaintiff became aware of the Defendant through the introduction by the branch, and opened a general account (E) and a consignment account (F; hereinafter referred to as “existing consignment account”) in the Dispute Resolution Co., Ltd. on November 15, 2012, and started securities transaction.

(2) 원고는 피고로부터 선물거래에 관한 제안을 받고, 2013. 1. 24. C㈜에 새로운 종합계좌(G), 위탁계좌(H), 선물계좌(I, 이하 ‘이 사건 선물계좌’라 한다.)를 개설하는 한편 기존 위탁계좌와 이 사건 선물계좌를 연결계좌로 지정하고(이로써 기존 위탁계좌에 있는 증권을 선물거래를 위한 대용증권으로 지정할 수 있게 된다.), 기존 위탁계좌에 보유하고 있던 ㈜나노트로닉스 주식 6,000주와 ㈜큐로컴 주식 8,000주를 선물거래를 위한 대용증권으로 지정하였다.

The Defendant started to operate the gift account of this case from that time.

(3) 원고는 2013. 1. 31.에 700만 원, 2013. 2. 5.에 1,300만 원의 합계 2,000만 원을 이 사건 선물계좌에 선물거래를 위한 현금증거금으로 입금하였고, 2013. 2. 18. 신성델타테크㈜ 주식 10,000주, 2013. 3. 6. ㈜큐로컴 주식 3,000주, 2013. 3. 12. ㈜큐로컴 주식 5,000주, 2013. 3. 22. ㈜나노트로닉스 주식 9,000주가 각각 대용증권으로 추가 지정되었다.

(4) Until May 30, 2013, the Defendant operated the instant futures account, and the Plaintiff’s cash deposit and the sales price of the substitute securities were fully lowered.

The Plaintiff sustained 130,970,000 won as a result of futures trading until May 30, 2013, and paid 40,905,670 won.