A defendant shall be punished by imprisonment for not less than eight months and by a fine not exceeding 60,000,000 won.

When the defendant does not pay the above fine.

Punishment of the crime

In the course of trading NH investment securities in the name of his/her father C, KH investment securities and K Venture Investment securities, which are new stocks, with a view to inducing the sale and purchase of securities which are new stocks of his/her company, the Defendant purchased IM venture investment securities from June 23, 2015 to November 18, 2015 at a high price of 671,359 times, eight times, 200, 333, 109, 191, 297, 36, 37, 47, 36, 47, 25, 36, 47, 25, 36, 36, 47, 57, 36, 47, 57, 57, 50, 57, 57, and 57, 253, 196, 36, 360, 196, 253, etc.,

As such, the Defendant, as the trading of listed securities was booming in a luculous manner, made a false and misleading trading of listed securities, or made a change in the market price, and acquired a total of KRW 14,540,000 in the process.

Summary of Evidence

1. Statement by the defendant in court;

1. A protocol concerning the suspect examination of the accused by the prosecution;

1. Statement made by the police against D;

1. Results of the investigation of unfair trade in securities which are two new stocks, such as eroged energy, and the processing thereof;

1. Application of Acts and subordinate statutes to a criminal investigation report (Attachment of details of stock transactions, such as eroged energy);

1. Relevant Act on the Business of Financial Investment Services and Capital Markets (amended by Act No. 14827, Apr. 18, 2017) concerning criminal facts.