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(영문) 전주지방법원 2020.02.05 2019고단1781
자본시장과금융투자업에관한법률위반등
Text

1. Defendant A shall be punished by imprisonment for two years.

Seized Nos. 1, 4, 6, 7, 8, 9 from the defendant.

Reasons

Punishment of the crime

1. The Defendants’ violation of the Financial Investment Services and Capital Markets Act and the gambling space opening Defendants also recruited many unspecified persons who want to engage in futures trading without any restriction on deposit money through the securities company HTS program (hereinafter “HTS hold program”) using the fact that it is necessary to have more than a certain amount of deposit money and that it is difficult to conduct futures trading, etc. in order to trade derivatives in the future and outside of the market, including the Exchange futures trading, without any deposit money. In accordance with their investment tendency, the Defendants arranged certain number of unspecified persons to engage in futures trading without any restriction on deposit money, and arranged for futures trading, etc. using the G securities account in the name of F with which the customer deposit money is deposited. The rest of the Exchange opened a financial investment business market in the manner of collecting financial investment instruments and acquiring profits or losses from the members when receiving fees calculated at a certain ratio of investment from the members at the time of trading.

As a result, Defendant A shall assist Defendant A, such as office rent, Internet communication joining, employment of staff and pay payment, accounting management, purchase of HTS hold program, public relations of private futures trading through Internet H, etc., customer counseling and members, e-mail transmission of HTS hold program, membership management, deposit collection management, and solicitation of bank passbook, etc., and Defendant B shall assist Defendant B in the settlement of VPN and server costs, office management, office management, customer consultation, customer deposit receipt management, customer deposit management, membership management, and solicitation of bank passbook.

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