Defendant shall be punished by a fine of KRW 4,000,000.

When the defendant does not pay the above fine, 100,000 won.

Punishment of the crime

B From November 24, 2014, from around December 24, 2014, the Seocho-gu Seoul Metropolitan Government C Co., Ltd., D (E prior to the change), from around December 30, 2016 to the Seoul Gangnam-gu Seoul F Co., Ltd., Ltd., and, from around December 30, 2016, the Gangnam-gu Seoul F Co., Ltd., and controlled the development of investment products and the management of investment funds, etc., and also raised investment funds against many and unspecified persons by using P Co., Ltd., Ltd. established under H’s name, J, and the above I head of the headquarters, N Co., Ltd. established under the name of M, the above I head of the headquarters, P Co., Ltd, established

No one shall receive contributions from an unspecified person under an agreement to pay the total amount of contributions or an amount in excess thereof in the future without obtaining authorization or permission, or making registration or report, etc. under other Acts and subordinate statutes.

Nevertheless, B established the said I together with H to invite investors through approximately 230 business employees, received investment funds from investors with the personal account in B or the corporate account in I, and was willing to invest in derivatives such as futures options, on condition that B shall pay 8-10% of investment funds as allowances.

When soliciting investors, the Defendant, a business employee, received approximately 8-10% of the investment amount from B and H, and was paid allowances in return for helping B to invest in derivatives, such as futures and options, while working as a business employee.

On August 10, 2015, the Defendant is the head of the I office located in Seocho-gu Seoul Metropolitan Government C building as the head of the business team, and “The principal shall be guaranteed on the basis of payment of fixed interest by investment product and repayment of principal and interest at the time of maturity. There is 30 billion won in the Compensation Account for Loss, and the principal shall be guaranteed. It is a legitimate product that has completed the review of the law firm as a product participating in the increase of capital by accepting a preferential share for repayment.”