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(영문) 서울남부지방법원 2017.11.02 2017고단3850
자본시장과금융투자업에관한법률위반
Text

A defendant shall be punished by imprisonment for not less than eight months.

However, the execution of the above punishment shall be suspended for a period of two years from the date this judgment becomes final and conclusive.

Reasons

Punishment of the crime

The defendant is a professional investor from May 20, 2010 to April 9, 2010 when he/she was in office in a dispute resolution committee from December 20, 199 to April 9, 201.

No one shall sell or purchase securities or derivatives in the market price in collusion with another person to sell or sell securities or derivatives in the market price in the same time as the sale and purchase of such securities or derivatives in the market with intent to attract another person to trade listed securities or derivatives in the market, or sell or purchase such securities or derivatives in the market price of such securities or derivatives in the market with another person in collusion with another person in order to cause another person to make a wrong judgment, or sell or purchase such securities or derivatives in the market price, or trade such securities or derivatives in the market price of such securities or derivatives in the market without intent to transfer the right, or trade such securities or derivatives in the market price of such securities or derivatives in the market or entrust another person or be entrusted with such trading or purchase.

1. On November 12, 2001, the Korea Development Bank Co., Ltd. issued a public notice of "the conversion of profit and net profit of each year into a company listed on the securities exchange" on December 11, 2001, and on July 31, 201, "the conversion of profit and net profit of each year (the previous year)" into a company listed on the securities exchange.

On July 23, 2014, the Defendant purchased shares of KRW 63,000,00,000, the Defendant purchased shares of KRW 930,000,00,00. However, the Defendant, by preventing the decline of the share price due to the malicious publication of the aforesaid “maration”, and by acquiring high-priced profits from the market price through high-priced sale, from around July 29, 2014.

8. The same year from around May 201 to around August 27, 2014

9. Until May 1, 200, in the process of purchasing 15 shares in a total of 169,299 and selling 56,600 shares via a total of 15 accounts, including one branch account in the name of the defendant bank, 33 times an order of high-priced purchase, such as a list of crimes, for the purpose of inducing another person to mislead, mislead, mislead, make a false judgment, or induce another person to trade (41.41.

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