A defendant shall be punished by imprisonment for not less than eight months.

except that the execution of the above punishment shall be suspended for two years from the date this judgment becomes final and conclusive.

Punishment of the crime

The Defendant is the Vice-President from November 2007 to May 2008, and the Vice-President of the Corporation Business Team from May 2008 to May 2009, and the F Corporation Business Team and the Vice-President of the Investment Strategy Team from May 21, 2009 to October 1, 2009, respectively.

1. The officers and employees of any securities company violating the Securities and Exchange Act shall not make or entrust sale and purchase transactions of securities for their own account in whatsoever name except for securities savings through securities savings plans and for other cases as prescribed by the Presidential Decree;

On January 8, 2009, when the Defendant worked in D (from around November 2007 to May 2008), the Defendant purchased 3,500 common shares of H (H) on one’s own account via H (H) treatment securities account, and sold 6,430 won per share during the period from September 11, 2008 to February 3, 2009 (from May 2008 to May 2009) D and E (from May 2008 to May 2009) using the borrowed account listed in the following table, and traded securities on one’s own account over a total of 134 times, such as 1-1, 2-1, and 31 listed in attached list 1-1, 2-1, 31.

The executives and employees of the financial investment business entity shall trade the financial investment instruments under their own name when they trade them on their own account, from January 8, 2009 to February 3, 2009, KJK on September 11, 2008 to February 3, 2009, one of the KK LK's guarantee rights from October 9 to February 2, 2009, one of the KK's violation of the Financial Investment Services and Capital Markets Act from October 9, 2008 to February 2, 2009.

The Defendant, working in E, F (from May to May 2008) and G (from October 2009 to May 2, 2009) with the name account specified in the following table, purchased KRW 500 per annum 25,60,00 per week from February 4, 2009, using H (H) treatment securities account. From that time to May 11, 201, the Defendant used in E, F (from May 21, 2009 to October 1, 2009) and used in the name account specified in the following table for crimes: