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Defendant
A shall be punished by a fine of KRW 40,000,00, and by a fine of KRW 30,000,000, respectively.
The Defendants respectively.
Reasons
Criminal facts
1. The Defendants’ status and status as the Defendants are those who work for H-based financial team 3 teams from July 2006 to January 24, 2014. From January 25, 2014 to January 25, 2014, Defendant B works for I (State) fund managers, and Defendant B works for I (State) managers from January 2013 to May 2015.
2. No executive officer or employee of a listed corporation on criminal facts, a person who becomes aware of material nonpublic information related to the business of the corporation in the course of performing his/her duties, a person who concludes or negotiates the conclusion of a contract with the corporation, a person who becomes aware of material nonpublic information in the course of signing or executing the contract, and a person who receives material nonpublic information from the aforementioned persons shall use material nonpublic information for the sale and purchase of specific securities, etc. or any other transaction or allow any other person
The objective acquisition company (Speci Acquiis A. SPAC) is a corporation, the sole business objective of which is to merge with another corporation and which issues stock certificates through a public offering. The management of H and the management of K corporation (hereinafter referred to as "K") who manufactures and sells health functional foods, cosmetics, etc. from the end of March 2014 to the end of April, 2014, decided to establish the acquisition purpose company and to list K bypass after its merger with K. As a part of the decision, the establishment of L corporation (hereinafter referred to as "L") around April 22, 2014, the KOSDAQ listed on July 23, 2014, and the merger resolution with K around August 25, 2014.
A. Defendant A: (a) around April through May 5, 2014; (b) around L and the listing-related A entered into a contract with H (IPO, Inc.) for the management of the Pubic Pubic Pubic O; (c) Defendant A was in charge of the affairs concerning the establishment, listing, and merger of L; (d) telephone call from M, the former’s work partner, or Yeongdeungpo-gu Seoul.