Defendant

A shall be punished by a fine for negligence of KRW 20,00,000, and by a fine of KRW 35,000,000, respectively.

The Defendants respectively.

Punishment of the crime

Defendant

A On October 27, 2011, the Seoul Southern District Court sentenced a two-year suspension of execution on August 5, 201, to a violation of the Commercial Act, etc.

A person who comes to hold stocks, etc. of a stock-listed corporation (where the total number of stocks, etc. held by the person himself/herself and his/her specially related persons exceeds 5/100 of the total number of such stocks, etc.), shall report to the Financial Services Commission on the holding status, purpose of holding the stocks, terms of major contracts, etc. on the stocks, etc. held by him/her, and where the total number of stocks, etc. held by him/her has changed by 1/100 or more of the total number of such stocks, etc., he/she shall report the changes to the Financial Services Commission and the Exchange within five days from the date of such change, and where any reason to report new changes occurs by the day immediately preceding the date of

Any executive officer or major shareholder of a stock-listed corporation shall report the ownership status of specific securities, etc. owned on his/her own account regardless of in whose name the specific securities, etc. are owned by him/her, and the details thereof to the Securities and Futures Commission and the Exchange within five days from the date the change occurs, if any.

1. On October 17, 201, Defendant A purchased convertible bonds equivalent to 2,970,885 shares of the (PP) 2,970, and the total number of shares, etc. held by Defendant A is at least 5/100 of the total number of the shares, etc., and failed to report the holding status, etc. to the Financial Services Commission and the Exchange until October 24, 201, while reporting the holding status, etc. to the Financial Services Commission and the Exchange, as shown in the attached list of crimes (1).