logobeta
본 영문본은 리걸엔진의 AI 번역 엔진으로 번역되었습니다. 수정이 필요한 부분이 있는 경우 피드백 부탁드립니다.
텍스트 조절
arrow
arrow
(영문) 서울중앙지방법원 2015.12.08 2011가합103330
손해배상
Text

1. The Defendants shall jointly:

A. From November 12, 2010 to December 8, 2015, Plaintiff A’s KRW 67,202,00 and its amount.

Reasons

1. Facts of recognition;

A. (1) The status of the party (1) Plaintiff A is an investor who has opened a futures option account in ELD Investment Securities Co., Ltd., Plaintiff B (hereinafter “Plaintiff B”), and C, a new financial investment company, and made profits from investing in exchange-traded derivatives transactions, etc.

(2) Defendant D Bank is a foreign financial institution established under the Federal Republic of Germany Act that is comprehensively engaged in investment bank business, electronic financial business, and asset management business, and Defendant E Company (hereinafter “Defendant E”) is a financial investment business entity under the Financial Investment Services and Capital Markets Act for the purpose of securities sale and purchase, consignment sale, etc., and is a domestic corporation established by Defendant D Bank to carry out financial investment business sector in Korea.

(3) The F is the head of the Hong Kong Branch Profit Trading Group (ASG) of Defendant D Bank and the managing director of the Hong Kong Branch Profit Trading Sector (ASG), G is the same team director, H is the general manager of the risk of the shares in the stock business sector of Defendant D Bank's Hong Kong Branch, and I is the head of the shares derivatives sector and the managing director of Defendant E.

B. Prior to November 11, 2010, Defendant D Bank established a 12 synthetic futures trading scheme (the 12-price synthetic futures trading contract between 230.0 to 257.5) with a view to hedging the risk of synthetic futures trading in COS 200 index vis200.11.11.20, the 12-price synthetic futures trading contract between 230.0 to 257.5 and 2019,480, nominal amount of 2.9,855 billion won).

(2) In addition to the aforesaid hedge, Defendant D Bank paid 470 million won at the premium from November 1, 2010 to November 14:56 to 14:59:59 to sell put options 19,645 at the maturity price of November 11, 201 and at the same time sell put options 255 (255) at the maturity price of 19,595 (255).

arrow