logobeta
본 영문본은 리걸엔진의 AI 번역 엔진으로 번역되었습니다. 수정이 필요한 부분이 있는 경우 피드백 부탁드립니다.
텍스트 조절
arrow
arrow
(영문) 서울중앙지방법원 2014.11.11 2013고단7862
자본시장과금융투자업에관한법률위반
Text

Defendant

A Imprisonment for six months, each of the defendants B and C shall be punished by a fine of ten million won.

However, as to Defendant A, this shall not apply.

Reasons

Punishment of the crime

"2013 Highest 7862"

1. Defendant A is a manufacturer of industrial and industrial machinery parts from May 2007 to October 2012, who held office as the representative director of the KOSDAQ-listed corporation and has overall control over the business affairs of the company. Defendant B and C are bond companies, and they have acquired the shares of the company in question as bond companies.

2. Relevant statutes

(a) A person who comes to hold stocks, etc. of a stock-listed corporation subject to a report on holding of stocks in bulk (where the total number of stocks, etc. held by the person himself/herself and his/her specially related persons exceeds 5/100 of the total number of the stocks, etc., he/she shall report the holding status and the purpose of holding them to the Financial Services Commission and the Exchange as prescribed by relevant Acts and subordinate statutes, and where the ratio of stocks, etc. held in bulk changes above 1/100 of the total number of stocks, etc. of the relevant corporation, he/she shall report the changes to the Financial Services Commission and the Exchange within five days from the date on which such changes occur, and shall not make

(b) Any officer or major stockholder of a stock-listed corporation subject to the duty to report stocks held by him/her shall report the status of holding stocks of the relevant corporation owned by him/her on his/her own account regardless of his/her name, and if the number of stocks owned is changed, five days after such change occurs, to the Securities and Futures Commission and the Exchange respectively, as prescribed by the relevant Acts and subordinate statutes, and shall not make a false statement or representation concerning important matters, such as the purpose of acquisition, from among

3. Reporting on stocks held or held by Defendant A falsely;

A. On January 31, 2009, the Defendant shall make a false report to hold in bulk for the account of H, the actual director of the LAW.

arrow