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1. The defendant attached Form 3. The amount of money indicated in the "compensation sheet" and attached Form 3.
Reasons
1. Basic facts
A. Defendant’s status and corporate bond issuance, etc. of the company bond Co., Ltd.) Defendant is the Financial Investment Services and Capital Markets Act (hereinafter “Capital Markets Act”).
(C) a financial investment business entity with the aim of the investment brokerage business, etc. set forth in the section C. (hereinafter referred to as the “FRC”).
(D) D Co., Ltd. (hereinafter “D”).
(E) Co., Ltd. (hereinafter “E”);
The F Group’s affiliated company, which is a business group, was incorporated into G’s affiliated company from Jun. 11, 2014 to Jun. 11, 2014. 2) The F Group’s affiliated company was incorporated into G’s affiliated company from Mar. 30, 2012, May 4, 2012, 257, and May 4, 2012, 257, and 260 times as of Jun. 7, 2012, and 260 times as of Jul. 4, 2012, each of the credit rating BB’s non-guaranteed options bonds issued on Sept. 26, 2012 (referring to bonds issued by the bond holder at once during a given period prior to the issuance date, which can claim the payment of principal and interest on bonds to the issuing company; 203.63 times as of Jun. 21, 2016; 203.6.
(Evidence 18, 32). (b)
The plaintiff's corporate bonds acquisition 1) The defendant, as a member of the KFC's corporate bonds offering mediation group, has been in charge of the solicitation of the subscription to the general investors, the filing of subscription and the general administration of the subscription documents. The defendant from February 2013 to the FF group's other affiliated companies, in order to circumvent the regulations on the acquisition of securities, etc. that are issued by the FF group's other affiliated companies, on the ground of formal company subscription administrator and disguised investors, have them acquire 1/2 of the corporate bonds of the KFC and sell them to the general investors without delay (Evidence A. 8). The plaintiff purchased them by the defendant and again sold them to the general investors (Evidence A. 2).