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(영문) 인천지방법원 부천지원 2014.11.20 2014고단2154
자본시장과금융투자업에관한법률위반
Text

Defendant

A Imprisonment for one year, Defendant B’s imprisonment for six months, and Defendant C shall be punished by a fine of two thousand won, respectively.

Defendant .

Reasons

Punishment of the crime

Defendant

B From September 8, 2013 to March 19, 2014, a person who established a financial investment brokerage company, such as the futures trading of Ftel 332 in Nam-gu, Incheon, and takes overall charge of the overall operation thereof. Defendant A is a person in charge of the external business of “G, such as recruiting members by advertising members to the operators of Internet Kapets during the period from September 8, 2013 to December 2013, and Defendant C is employed by the aforementioned B from February 19, 2014 to March 19, 2014.

No one shall engage in financial investment business without obtaining authorization therefor from the Financial Services Commission.

In order for the general public to conduct futures trading, the Defendants: (a) knew that an account with a minimum of KRW 20 million deposited in a securities company is to be opened and traded only through the relevant account; and (b) provided one of the H securities accounts under the name of H, which is difficult to conduct futures trading without preparing a large amount of consignment guarantee money; and (c) conspired to arrange to conduct futures trading through the said account and receive a certain percentage of commission fees.

In accordance with the above public offering, the Defendants advertised that, from September 8, 2013 to March 19, 2014, the above Ftel 332 from around September 8, 2013 to around March 19, 2014, the Defendants would make it possible for the Defendants to conduct futures and options trading using the lending account with which the consignment guarantee money is deposited if they pay a certain percentage of commission fee to the Internet NAF, etc., and approximately 130 persons, such as I reported and contacted the above advertising contents, as members of the above “G.”

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