Defendant shall be punished by a fine of KRW 15,000,000.

When the defendant does not pay the above fine, 100,000 won.

Punishment of the crime

No one shall engage in financial investment business without obtaining authorization therefor.

Nevertheless, the defendant introduced D, which actually operates the Dispute Resolution Co., Ltd through B, sold in KRW 2,00 per share the non-standing stocks of E, F and the Dispute Resolution Co., Ltd., and the defendant sent the sales proceeds to B by means of his/her own account and managed the stocks, and he/she recruited 100 won per share as a fee.

Accordingly, from June 12, 2015 to November 1, 2015, the Defendant received KRW 39,200,000 from E and F as a fee for the sale of the stocks of the Bank of Korea.

Accordingly, the Defendant operated an investment brokerage business without obtaining authorization in collusion with E and F.

Summary of Evidence

1. Defendant's legal statement;

1. Each police interrogation protocol against the accused, E, or F;

1. Application of Act and subordinate statutes to B of the police statement statement

1. Relevant Article 44 subparagraph 1 of the Financial Investment Services and Capital Markets Act, Article 11 of the same Act, Article 30 of the Criminal Act concerning facts constituting an offense;

1. Articles 70 (1) and 69 (2) of the Criminal Act for the detention of a workhouse;

1. Article 334 (1) of the Criminal Procedure Act of the provisional payment order;