자본시장과금융투자업에관한법률위반
Defendant shall be punished by a fine of KRW 300,000,000.
If the defendant does not pay the above fine, the amount shall be 300.
A. As seen earlier, around February 17, 201, the Company J and branch N, etc. purchased 2,342,497 shares of a newly-listed corporation in the KOSDAQ-listed corporation in the name of 11.17% of the total number of shares and sold 384,192 shares on February 18, 201, and owned 1,958,305 shares, and 9.34% of the total number of shares and thereafter changed by 1,958,305 shares and owned 9.34% of the total number of shares and thereafter, purchased 3,362,134 shares and 16.03% of the total number of shares and thereafter did not report to the Financial Services Commission and the Exchange on the change of the total number of shares by 505,497 shares and 505,497 shares on February 23, 2011.
On February 17, 2011, 201.2.20,97,081 200.00% of the total number of listed stocks held on February 16, 201, the number of changed shares held on the date of conclusion of the contract, and the number of shares held on February 16, 201. - In-house trading at 2,343,497 2,342,347, Nov. 17, 2011, “1,958, 305 △△△△ 384, 384, 1929.34* In-house trading on February 21, 2011, “3,62,1341, 403, 829.03% of the total number of listed stocks held on February 23, 201.”
(b) An executive officer of a stock-listed corporation or a major shareholder who holds not less than 10% of the total number of issued and outstanding stocks of such corporation shall report the ownership status of specific securities, etc. owned on his/her own account, regardless of in whose name the ownership status is changed, and, if there is a change in the ownership status of such specific securities, etc., report the change in the ownership status of such specific securities, etc. to
Nevertheless, as seen in the table below, the Defendant purchased 2,343,497 shares of the New Telecommunication Co., Ltd. in the name of the wifeJ and held 1.17% of the total number of shares, and held 4.34% of the total number of shares on February 22, 2011, and thus, the Defendant held 4.34% of the total number of shares.