[Criminal Power] On April 8, 2011, the Defendant was sentenced to one year and two months of imprisonment for fraud, etc. at the Seoul Southern District Court, and was released on September 30, 201 in Seoul Southern District Court on the execution of the sentence, and the parole period expired on November 8, 201. On July 5, 2016, the Defendant filed an appeal after having been sentenced to one year and six months of imprisonment for fraud, etc. in the Incheon Southern District Court’s Vice Branch Branch for the same year.

9. 21. The appeal by the defendant is dismissed for the same year;

9.29 The above judgment became final and conclusive.

【Criminal Facts】

No one shall engage in a business of raising funds by mutual agreement with many and unspecified persons for payment of the total amount of investment or an amount in excess thereof in the future without obtaining authorization and permission of the authority or making registration, report, etc.

The Defendant, along with C representative D, vice president E, adviser F, and funding management G, etc., did not obtain authorization from the authorities, and around May 2013, the Defendant stated that “3% of the amount of investment will be paid as profit every day if an investment is made in the Rusto mine development project” from the 7th floor of the H building in Gangnam-gu Seoul, Seoul, and received total of 105,000,000 won over 17 times, and returned the amount of investment to many unspecified investors from March 20, 2013 to December 17, 2013 of the same year, “I would make an investment to purchase stocks by re-purchase the stocks if an investment is made in the manner of purchase of stocks of the H company in the office of the Gangnam-gu Seoul, Seoul, by paying 200,000 won every day to determine the amount of investment of KRW 30,000,000,000,000,000.”

In collusion with D, F, G, etc., the defendant will not obtain permission from many unspecified persons in the future.