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(영문) 서울중앙지방법원 2014.01.21 2013고단7485

자본시장과금융투자업에관한법률위반

Text

Defendant shall be punished by a fine of KRW 20,000,000.

When the defendant does not pay the above fine, 100,000 won.

Reasons

Punishment of the crime

As professional shareholders, the Defendant, as a securities company, is a securities company HTS in a computer, and is a “kylate” called “kylate” in which the Defendant engages in short-term stock transactions by establishing a securities company’s HTS and bringing it into a day on a closing day.

No one shall buy and sell listed securities with intent to attract anyone to trade such securities, creating a misleading appearance of active trading or creating a fluctuation in the market price of such securities.

Nevertheless, the Defendant selected the items on which the recent maximum price was recorded, the items on which a report was filed for the last five days, and formed and maintained a high closing price or a high upper price by artificially putting the prices into the market prices by repeatedly issuing orders for large-value high-priced purchase orders and manipulation orders for low-priced purchase orders, etc., and let other investors acquire unlawful profits by means of a method such as selling stocks purchased on the preceding day, etc.

Accordingly, the defendant from August 25, 201 to the same year.

9. From 22.2 to 401, securities companies established at the office of Gangnam-gu in Seoul, Seoul, through HTS, with the aim of attracting sale and purchase of five companies, such as (ju), (ju), (ju), (ju), (ju), (Na), (Na), (Na), (Na), and (Na), (Na), and (Na), (Na), (Na), and (Na), (Na), (1) and (4) of high-priced purchase orders (82 (81-7) as described in the attached Table of Crimes (1-7), 51 (2,032,010), 678 (720,720,720,720, 678 (720,720), and 1755 (1,360,450, 17500, 4500, 17500, 1750, 1964, 1965, 1964, 1964, 1965,05,04, etc.