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(영문) 대구지방법원 2017.07.17 2016고정968

자본시장과금융투자업에관한법률위반등

Text

Defendant shall be punished by a fine of KRW 10,000,000.

When the defendant does not pay the above fine, 100,000 won.

Reasons

Punishment of the crime

The Defendant is the lower part of D, i.e., the Internet Broker (intern Broker, IB) in a futures company located in Bo.

C is a foreign futures company whose main business is E-EX-related trading. A. X-ray trading is a foreign futures company, which is a foreign means of payment, trading in currency up to 100 times the deposit money invested in advance by predicting the value of foreign currency such as US dollars and Japan's UN, etc.

Defendant offered investors to D, D introduced the said investors again to C, and received USD 5,000 per 10,000 of the said investors' trading amount from the said company.

As above, the Defendant agreed to distribute USD 3.5 out of USD 5 of the rebates paid to investors per 100,000 to USD 3.5 of the Plaintiff’s transaction amount, as well as to distribute D’s shares.

1. On November 23, 2009, the Defendant in violation of the Financial Investment Services and Capital Markets Act stated the following as follows: (a) around November 23, 2009, the Defendant introduced investors F to D; (b) notified F of the Internet program necessary for E-ray trading and the remittance account number of C’s above foreign exchange trading; (c) had F invest USD 4,000; and (d) from then to November 1, 201, the Plaintiff stated “34 investors” as stated in the attached list of crimes; (b) it appears to be “21 investors” as written in the attached list of crimes; (c) it appears to be “21 investors,” and (d) there appears to be “34 investors,” such as F, G, H, I, J, K, M, , P, P, P, P, P, P, P, P, P, P, P, P, P, P, P, P, P, P, correction, correction of the name of the Defendant’s defense right to defense.

B shall be recruited to D, and D shall be the sum of 41 U.S. dollarss by investors.