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(영문) 서울남부지방법원 2018.01.10 2017고단4796

자본시장과금융투자업에관한법률위반등

Text

Defendant

A and F Imprisonment for one year, and Defendant C, D, E, G, and H for eight months of imprisonment, Defendant C, Defendant I, I, and H.

Reasons

Punishment of the crime

1. Defendants A, B, C, Defendant D, Defendant E, Defendant F, Defendant G, and Defendant H’s violation of the Act on the Financial Investment Services and Capital Markets (hereinafter “Financial Investment Services and Capital Markets”) are aware of the fact that the general public opened an account with a deposit amount of at least 10 million won in the securities company in order to conduct futures and options trading at the early March, 2016, and then traded only through the relevant account after opening an account with a deposit amount of at least 10 million won in the securities company. However, even if a large amount of commission was not provided, the Defendants arranged a futures and options trading through a N account with a deposit account with a customer who is difficult to engage in futures and options trading, and thus, receive a certain rate of commission from the users of the above account; Defendant A, a consignment deposit, gift server trading; Defendant C’s role in managing and operating the advertisement team; Defendant C’s role in managing and managing each customer’s respective advertising team; Defendant C’s role; Defendant C’s role in managing and managing the advertisement team; and Defendant C’s role.

Defendants from March 7, 2016 to the same year

9. Until September 2, 2016 (as of July 5, 2016, Defendant F, G, and H were prohibited from running a financial investment business without obtaining authorization from the Financial Services Commission. However, anyone opened an O website (P) and joined 286 members, such as Qua that reported and contacted the above O advertisements, etc. of stock-related tables, and then sent an O S S program that imitated the RR program to its members by e-mail and installed it on the members’ computers, and from 137 members T, O bank accounts (U) in the name of O.