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(영문) 인천지방법원 2014.04.24 2014고정998

자본시장과금융투자업에관한법률위반

Text

Defendant shall be punished by a fine of KRW 2,000,000.

When the defendant does not pay the above fine, 100,000 won.

Reasons

Punishment of the crime

No one shall engage in investment advisory business without registering financial investment business with the Financial Supervisory Service.

Nevertheless, from August 2012 to December 2013, the Defendant operated an investment advisory business through the Internet C website located in the Nam-gu Incheon Metropolitan City, Nam-gu, Incheon, and received KRW 90,000 on condition that members D, etc. provide investment advisory services.

Summary of Evidence

1. Defendant's legal statement;

1. A written request for investigation;

1. Application of Acts and subordinate statutes to report internal investigation (Presentation of Materials by the accused);

1. Relevant Article 45 of the Financial Investment Services and Capital Markets Act and Articles 445 subparagraph 1 and 17 of the same Act concerning facts constituting an offense, and selection of fines;

1. Articles 70 and 69 (2) of the Criminal Act for the detention of a workhouse;

1. Article 334 (1) of the Criminal Procedure Act of the provisional payment order;