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(영문) 서울중앙지방법원 2014.02.13 2013고단5183

증권거래법위반

Text

A defendant shall be punished by imprisonment for two years.

However, the execution of the above punishment shall be suspended for 3 years from the date of the conclusion of the judgment.

Reasons

Punishment of the crime

1. The Defendant, by November 2001, was a person working as a manager at the Hyundai Investment Trust D branch, from the Republic of Korea to New Zealand on February 19, 2002 during the investigation into this case, and escaped to Malaysia via Thailand. Thereafter, the Defendant was forced from Malaysia on August 22, 2013 on the ground of illegal stay from Malaysia and entered the Incheon Airport on August 23, 2013.

No person shall independently or in collusion with other persons for the purpose of soliciting sale and purchase transactions in the securities market, make such entrustment, or be entrusted with, sale and purchase transactions, creating a false or misleading appearance of active trading or making the price of such securities fluctuate.

Nevertheless, the Defendant, in collusion with H, who was an investment counselor of the right to guarantee education, was an employee of F, G, and modern securities, who was an employee of H, who was an investment counselor of the right to guarantee education, had attempted to make unjust enrichment by manipulating the shares of the Asia Space Communications Co., Ltd. (hereinafter “Sa Space Communications”).

2. Detailed method of market price manipulation;

A. The Defendant offered to change the market price by drawing the upper limit in the preceding day to the price of E, F, G, H, and I space communications at the upper limit. On July 25, 2001, during the period from 08:01 :01 :01 :00 :01 :00 :00 :08 :55 : E at the same time as the order of July 25, 2001, 1,140 :1,850 :2,150 :2,150 :0 :0 :3,790 :0 :0 :0 :0 :00 :0 :0 :0 : 200 :0 :0 :3,790 ; and 201 :0 :250 :0 :0 :0 :0 : 25, 207 : 205 : 3, etc.).

8. From 14. up to 14. The defendant up to 15,100 weeks over four occasions, E 45,430 weeks over thirty six times, and F 31 times.