자본시장과금융투자업에관한법률위반
Defendant shall be punished by a fine of KRW 50,000,000.
When the defendant does not pay the above fine, 100,000 won.
Punishment of the crime
On November 201, the Defendant came to know of the Eunpyeong-gu Seoul Metropolitan Government Office Public Officials and C Co., Ltd. (hereinafter referred to as “C”) in which Chang Chang-si B is a major shareholder in the 30th anniversary of high school from the 30th anniversary of the 30th anniversary of the 201st anniversary of the 30th anniversary of the 30th anniversary of the 201st anniversary of the 30th anniversary of the 30th anniversary of the 30th anniversary of the 201st anniversary of the 30th anniversary of the 30th anniversary of the 2010.
Accordingly, in the course of trading C shares listed on E located in Yeongdeungpo-gu Seoul Metropolitan Government between November 16, 201 and April 7, 201, the Defendant: (a) via four accounts in the name of the Defendant and wife F, submitted the most trading order over two occasions (198 weeks) with the intention to mislead the Defendant and make another person make a wrong judgment; (b) 99 times (96,638 weeks) with the intention to attract the purchase and sale order; (c) 35 times (37,502 weeks) purchase order; (d) 9 times (32,32 and 32 weeks) purchase order over the market price; and (e) 47,746 share shares; and (e) 47,716,75 share shares acquisition order over the market price under each order (e.g., 96,638 share purchase order; and (e) 196,75 share market price.
Summary of Evidence
1. Investigation report (Analysis and report on the suspicion of market price operation byC-related A);
1. An investigation report (an analysis and a report on the suspicion of operating the market price by date A related to C shares);
1. Application of the A-trade CD-related statutes;
1. Relevant Article of the Act on Criminal Facts and the former Financial Investment Services and Capital Markets Act (amended by Act No. 11845, May 28, 2013; hereinafter the same shall apply);
Article 43 subparag. 1 subparag. 4, Article 176 subparag. 1 subparag. 3, Article 443 subparag. 1 subparag. 5, and Article 176 subparag. 2 subparag. 1 (generally, the fact of operating the market price through the purchase of the highest or expensive purchase, and fine.