beta
(영문) 서울남부지방법원 2015.03.31 2014고단4674

자본시장과금융투자업에관한법률위반

Text

A defendant shall be punished by imprisonment for not less than eight months.

except that the execution of the above punishment shall be suspended for two years from the date this judgment becomes final and conclusive.

Reasons

Punishment of the crime

1. The motive for the crime is a market manipulation expert who performs the business of "demanding and receiving" in the name of the purchase and sale of stocks in return for payment. Around April 2012, 2012, the company can take over 6 million (BW) sets of bonds with warrants (hereinafter "sports Seoul") issued by D, a company Seoul (hereinafter "sports Seoul") from the market price manipulation expert in the same area of Songpa-gu and around April 2012. Accordingly, the company received a proposal to the effect that the company would artificially dispose of the stocks acquired by using the unit price and acquire profits from selling the stocks acquired by using the unit price after artificially supporting the company's share price. On the other hand, the company submitted the market price manipulation order to support the company's share price using the securities account in the name of the defendant, the name of the wife, etc., and solicited the neighboring people, etc. to purchase the stocks of the sports Seoul to artificially support the company's share price.

2. No person shall engage in specific conduct in trading of listed securities or exchange-traded derivatives by misunderstanding that the trading of such listed securities or exchange-traded derivatives is booming, or by tending to mislead another person to make a wrong judgment, while no person shall engage in trading by tending to cause a fluctuation in the market price of such securities or exchange-traded derivatives with an intention to attract another person to trade such listed securities or exchange-traded derivatives, or entrust, or be entrusted with such trading;

A. In the course of trading stocks of a sports Seoul in collusion with D, etc. in accordance with the foregoing plan, D, through a new securities account in the name of F, a borrowed securities account, at an office located in Songpa-gu Seoul, 09:05:04 on May 2, 2012, 2012, submitted an order for purchase of 100 shares for the immediately preceding 75 won and 925 won with the other 56 won higher than the other 850 share price at the present price of the sports Seoul.