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(영문) 서울남부지방법원 2019.08.23 2018가합101070

손해배상(기)

Text

1. The plaintiff's claim is dismissed.

2. The costs of lawsuit shall be borne by the Plaintiff.

Reasons

1. Basic facts

A. The Defendant is a company established for the purpose of running a financial investment business, such as investment trading business, investment brokerage business, collective investment business, investment advisory business, discretionary investment business, and trust business. On July 31, 2012, the Plaintiff is a person who opened a securities account (Account Number C; hereinafter “First Account”) at the Defendant’s female branch office on March 14, 2013, and a securities account (Account Number D; hereinafter “Second Account”) at the Defendant’s female branch office on March 14, 2013.

B. When the Plaintiff applied for the opening of an account, the Plaintiff entered and submitted the “ordinary investor information confirmation” as follows:

3.[Investment Experience] The investment risk is most appropriate to the tendency of the customer's 3-1 product type transaction, futures / option, ELW, principal-guaranteed fund, foreign fund, principal-guaranteed fund, securities type/mix fund, trust, trust, and bond investment experience of 3-3 product type/mix fund, trust, and 3-4 years or more of 3-3 product type/mix fund, 4 years or more of 3-3 product type/mix fund, 4 years or more of 3-3 product type/mix fund / [4] of investment risk, even if the risk of loss is any, 5. [Investment Risk Guarantee] 5.] of investment risk with customer's thickness / 30% of derivatives investment principal / 30% of derivatives investment principal / 30% of derivatives investment risk / 70% of derivatives investment risk / 30% of derivatives investment risk. [6.] The customer's financial product level / 37 years of experience and derivatives investment risk.]

C. The Defendant’s employees in charge of the Plaintiff’s respective accounts were changed as follows.

On August 1, 2012, 2012. E (Inndo PB Center Representation) on November 9, 2012, F (Indo Do Do Head Office Head Office) on June 4, 2013, G (The Vice Head Office in G (Indo Do Do Branch Office) on March 6, 2014, H (Indo Do Branch Office) on March 14, 2013.