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(영문) 수원지방법원 안산지원 2016.11.17 2016고정903

자본시장과금융투자업에관한법률위반등

Text

Defendant shall be punished by a fine of KRW 3,000,000.

When the defendant does not pay the above fine, 100,000 won.

Reasons

Punishment of the crime

The Defendant stated “the head of the business team” in the indictment for employees who sell stocks in the car page E, which is specialized in the sales of stocks in the Internet portal site E, but appears to be a clerical error, and it does not seem to hinder the Defendant’s defense. Thus, the Defendant’s correction ex officio is made.

If you sell the shares of the company listed in the above car page, you agreed to receive 6% fee for stock sales, and sent the company's publicity message for stock sales to the Kapet members, and then sent the text message for the company's public relations to the general investors who called the text message, and had the role of selling the shares of the Kafe and NAE through consultation.

1. No one shall engage in investment trading business, etc. without obtaining authorization therefor from any financial investment business entity;

그럼에도 불구하고 피고인은 금융투자업 인가를 받지 아니하고 2015. 6. 26.경 안산시 상록구 D 25동 1002호 주거지에서 C이 개설하고 관리 운영하는 인터넷 포털사이트 ‘E’ 카페의 ‘F의 장외주식’ 회원들에게 휴대전화로 “굿이에프는 연간 현금배당 20억 원대 금융기업, 굿이에프 주식 진행, ㈜굿이에프 자본금 12억 4천만 원, 액면가 500원(통일주 약 240만 주), 2011년 영업이익 37억 위 회사는 우회상장예정, 2015년 말에서 2016년 상반기 굿이에프 1주당 참여금액 13,000원, 상장 시 목표가 30,000-50,000원 이상”, "씨엔전자는 우리나라 차세대 전자업계를 선도하는 기업입니다.

At present, capital of 3.7 billion won is 7.4 billion won, which is one of the several quantities, 500,000 won.

Current sales are superior enterprises which are 15 billion won higher, and the total amount of capital of which is 13.7 billion won.

In addition, bypass listing is scheduled to proceed to the end of each year.

At present 4,500 won shall be present.