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(영문) 대전지방법원 2019.07.10 2018고단2975

유사수신행위의규제에관한법률위반등

Text

A defendant shall be punished by imprisonment for one year.

However, the execution of the above punishment shall be suspended for two years from the date this judgment becomes final and conclusive.

Reasons

Punishment of the crime

The defendant is the vice-chief of C and D Co., Ltd. who is in charge of the management of each headquarters and its affiliated branch, investment explanation, and investment solicitation.

No one shall make an agreement to pay the total amount of investments or an amount exceeding such an amount of investments to many and unspecified persons without obtaining authorization, permission, etc. from the authorities, and engage in financial investment business without obtaining authorization for financial investment business under the Capital Market and Financial Investment Services and Capital Markets Act.

The Defendant, as the vice-chief of C and D’s Co., Ltd., from October 21, 2016 to May 8, 2017, paid the proceeds of 1% to 6% (the total of 6% to 18%) of the monthly income when investing in stocks, derivatives, bonds, etc. when investing in stock investment businesses, etc., the Defendant shall pay the full amount of the principal or the total of 3% (the total of 6% to 18%) from October 21, 2016 to 3% from May 2, 2017, with the total of 6% (the total of 6% to 18%) paid for 6 months in full or in full for 6 months at the maturity of six months, and with 1% to 2% of the total amount of the principal paid for 1% or 2% of the total amount of the principal paid for 1% or 3% of the total amount of the profits for 12 months or 2% of the total amount of the profits paid for 12 months.

The agreed annual profit of 12% to 72% refers to the maximum amount of profit to be paid to investors in C and D, and 1,000 won is calculated by calculating the agreed profit to be paid by the investment of stocks, etc. during the total investment period.