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(영문) 서울중앙지방법원 2015.02.11 2013고정6774

자본시장과금융투자업에관한법률위반

Text

Defendants shall be punished by a fine of KRW 30 million.

The Defendants did not pay each of the above fines.

Reasons

Punishment of the crime

Defendants are in office, and the presumption time of death by the president of the JJ is any time after June 1, 2013, and the time when the police received the report of change of death and arrived at the site is around June 11, 2013.

The current or former representative director of the K-A-B-B-B-L and M is the head of the management strategy division and the person in charge of the public announcement of the K-B-B-B-B-B-B-B-B-B-B-B-B-B-B-B-

Any executive or employee of a KOSDAQ-listed corporation who becomes aware of any material nonpublic information which may produce a significant impact on investors’ judgment on investment before it is made public in connection with his duties, and any person who receives such information from him, shall not use or allow another person to use such information in connection with the sale and purchase or other transaction of securities issued by the corporation concerned.

On June 4, 2013, at around 09:41 to 10:02, the above M was discovered from the office of office of the representative director of the office of the office of the director of the office of the director of the office of dispute resolution in Q buildings in Seocho-gu Seoul Metropolitan Government, and from the above N to the fact that the president of the office of dispute resolution in the K and the president of the board of directors of the board of directors of the board of directors in charge of dispute resolution in the third floor of the above Q buildings discovered from the office of the machinery room in the first floor of the above Q buildings (production of material nonpublic information) and was instructed from the above N to wait for the public announcement and the news report of the J president's death.

M is expected to result in the suicide of the president of the GJ who was in receipt of the above instructions and the publication and the publication of the report, and if the report is made on the press, M is anticipated to result in the stock price of the above company, and the above information was notified to the Defendants, who assisted the president of the K and K in the GJ to lend the funds, and disposed of the shares in possession, so that they could avoid losses by disposing of the shares held, and notified the Defendants of such fact by wire.

1. Defendant B: (a) around 10:10 on June 4, 2013, at the place of residence of, and around 223 dong-gu, Sungnam-si, Sungnam-si; (b) at its own place of residence of, 302 Dong-gu, Sungnam-si; (c) at the handphone, the KAB and the KAB Co.